Perhaps one of the important things that were inspired by Roman Jakobson’s Structuralism was Chomsky’s work on modern linguistics: namely, that there is a universal, biological basis to human language structure called universal grammar and also to language learning by children.
Steven Pinker in the video below discusses the basics of modern linguistics and explains Chomsky’s ideas of universal grammar.
Showing posts with label Steven Pinker. Show all posts
Showing posts with label Steven Pinker. Show all posts
Monday, February 23, 2015
Sunday, February 17, 2013
Steven Pinker’s The Better Angels of Our Nature, Chapter 3
In Chapter 3 of Steven Pinker’s The Better Angels of Our Nature, he moves on to what he calls the “civilizing process.”
My summary of the chapter:
Freeman, Samuel. 2002. “Illiberal Libertarians: Why Libertarianism is not a Liberal View”, Philosophy and Public Affairs 30.2: 105–115.
Pinker, Steven. 2011. The Better Angels of our Nature: Why Violence has Declined. Viking, New York, NY.
My summary of the chapter:
(1) Pinker points to a remarkable trend over the past 8 centuries or so: from the late Middle Ages onwards homicide rates have plunged in Western Europe (but the trend is also visible in Western offshoots). The long term trend was most pronounced from about 1300 to 1700, where rates fell from about 50–100 per 100,000 to about 10 per 100,000 (Pinker 2011: 63). Furthermore, for the period before 1800 the current data from historical records are likely underestimates, so the downward plunge was probably much greater.BIBLIOGRAPHY
Nor can we attribute the spectacular trend to the effects of modern medicine, for effective, science-based medicine is an invention of the 20th century, and most of the decline happened before 1700 when medical science was very crude, and doctors possibly “killed as many patients as they saved” (Pinker 2011: 62).
And the general trend continued to the present day, in which homicide rates are about 1 per 100,000 in many Western European nations (with a range in individual nations from 0.3-2 per 100,000). Notably, the death penalty has been abolished in Western Europe (and indeed virtually all of Europe except Belarus, and other dubious cases like Russia where it has been “indefinitely suspended” but legally allowed). Remarkably, some small states like Iceland and Monaco have recently had some years with zero homicide rates.
(2) As an aside, the average homicide rate in the Middle Ages in Europe was still lower than Pinker’s average for non-state societies (524 per 100,000; Pinker 2011: 63).
(3) Interesting observations in the data can be found: men are responsible for 92% of violence (Pinker 2011: 63), and most of these were males between 15–30 (Pinker 2011: 104). Until recently, rural areas were much more violent than cities (Pinker 2011: 63).
(4) Pinker attributes the violence in Medieval Europe partly to its fragmented political organisation: by the late Middle Ages the central governments of kingdoms were very weak (Pinker 2011: 67).
This is a crucial point that Pinker does not develop, but I can do so here: feudalism, politically speaking, resembles anarcho-capitalism and other stateless right libertarian ideologies.
Feudalism in its political sense means, not the manorial system or serfdom, but a system of private contractual arrangements where political power and its associated tasks of defence and justice are contacted out to lords and feudal vassals (Freeman 2002: 147–148).
Local political power, justice and defence had essentially been “outsourced” through feudalism (Pinker 2011: 67): the private power of feudal lords was overwhelming. In fact, the kingdoms were divided into vast collections of competing duchies, counties, minor principalities, feudal lords and knights, who were constantly at war: indeed they were little more than warlords.
The result? Fairly terrible and frequent wars where civilians were not spared (Pinker 2011: 67). The homicide rate in the Middle Ages might have been about 100 per 100,000.
Astonishingly, the everyday carnage in late Medieval society was only somewhat lower than the death rate per capita in modern Communist China (1949–1987) which was 120 per 100,000 (Cooney 1998: 58), a country which had a civil war, the Cultural revolution and a terrible man-made famine (1958–1962).
The Leviathan state brought an end, if not to all elements of the feudal system, at least to the previous political fragmentation and anarchic violence (Pinker 2011: 74). Europe had 5,000 political units in the 15th century, 500 by the early 17th century, 200 by the time of Napoleon, and by 1953 fewer than 30 (Pinker 2011: 74).
A new “King’s peace” emerged within national and quasi-national states as central government reasserted itself and law and order was imposed. Remarkably (at least to the modern mind), murder was in many societies not even a criminal offence – that is, a crime against the state (or against the public good) – in many medieval and tribal societies. Murder was merely an aspect of private law (or “civil law”), in which two relevant parties would negotiate, and the victim’s family would demand “wergild” (“man-money”) from the perpetrator’s (Pinker 2011: 74). If not, revenge killings and blood feuds were the norm.
Medieval kings like Henry I of England made murder a crime against the state, and provided at least the beginnings of a modern justice system, by sending his court officials out to punish murder (Pinker 2011: 74–75). In this respect, justice came to be “nationalised” (Pinker 2011: 74).
(5) Pinker takes over the thesis of the German sociologist Norbert Elias (1897–1990) in his work The Civilizing Process, and sees three factors behind the decline in violence:(1) the Leviathan state and its creation of a peace through suppression of feudal anarchy and a new law and order;We have already discussed the Leviathan state above in (4).
(2) cultural and civilising changes, and
(3) “gentle commerce” (a modern market economy).
The cultural changes consisted of a new culture of more restrained impulses and self-control, a movement embodied in the drive towards “courtly” manners (“courtesy” originally meant civilised behaviour at court). This originated from royal courts, downwards to the nobility and even to the middle classes and common people.
But Rothbardians can only take cold comfort in Pinker’s third factor – commerce as one of the “civilising” processes – for Pinker sees the Leviathan state providing the fundamental basis for mutual, positive sum, economic exchange:“The two triggers of the Civilizing Process—the Leviathan and gentle commerce—are related. The positive-sum cooperation of commerce flourishes best inside a big tent presided over by a Leviathan. Not only is a state well suited to provide the public goods that serve as infrastructure for economic cooperation, such as money and roads, but it can put a thumb on the scale on which players weigh the relative payoffs of raiding and trading …. The two civilizing forces, then, reinforce each other, and Elias considered them to be part of a single process. The centralization of state control and its monopolization of violence, the growth of craft guilds and bureaucracies, the replacement of barter with money, the development of technology, the enhancement of trade, the growing webs of dependency among far-flung individuals, all fit into an organic whole.” (Pinker 2011: 77–78).The expanding market economy was made possible by the Leviathan state’s imposition of a new peace, law and order, provision of basic infrastructure, and things such as national currencies.
(6) Pinker looks at the class issues related to the decline in European violence. In the Middle Ages, rich people were as violent as the poor or even more so (Pinker 2011: 81). Today violence is mostly committed by lower socio-economic classes (Pinker 2011: 82). The trend was for elite violence to fall from the Middle Ages onwards. Why? Pinker sees some cultural reasons (the militarised aristocratic culture faded away), but above all the rich and middle classes have the best and easiest access to the justice system, and to the state-based resolution of conflict.
(7) On the issue of modern violence (from the 20th century onwards), Pinker notes:“The most common motives for homicide are moralistic: retaliation after an insult, escalation of a domestic quarrel, punishing an unfaithful or deserting romantic partner, and other acts of jealousy, revenge, and self-defense.” (Pinker 2011: 83).Pinker goes on to identify myths about the causes of modern violence. These myths are that the vast majority of violent crimes are caused by(1) a deficit of morality and justice;These are interesting points, and they seem to reinforce the idea that a significant portion of crimes is indeed committed within a circle of family or friends (e.g., crimes of passion). Also, many perpetuators are people who have a deluded sense that they are the “victims” of injustice. However, I doubt – for the sake of argument – whether lack of restraint in domestic disputes isn’t really (in the end) a question of “a deficit of morality.”
(2) a kind of “disease” of violence, and
(3) financial hardship.
Pinker then points out that many modern criminal classes are beyond the law precisely because they are involved in illegal activities and cannot (by definition) resolve conflicts by means of the state. They are, in a word, stateless. They resolve disputes by violence. So Pinker sees the persistence of some violence as the result of violence being relegated to the “socioeconomic margins” (Pinker 2011: 85).
(8) Pinker proceeds to show precisely how it was that those regions escaping effective control by the early modern European state continued to have endemic violence: the inaccessible hinterlands and mountains (Pinker 2011: 87). Furthermore, those modern nations with the highest rates of violence are those where states have become dysfunctional, have collapsed, or where stateless tribal societies really do persist beyond the reach of an effective state (Pinker 2011: 85).
Freeman, Samuel. 2002. “Illiberal Libertarians: Why Libertarianism is not a Liberal View”, Philosophy and Public Affairs 30.2: 105–115.
Pinker, Steven. 2011. The Better Angels of our Nature: Why Violence has Declined. Viking, New York, NY.
Friday, February 15, 2013
Steven Pinker on Deaths by Violence in Pre-state Societies
Steven Pinker seems to have come in for a lot of criticism over his view that in terms of per capita death rates by violence, stateless societies were (or are) actually much more violent than modern states, even in the 20th century.
R. Brian Ferguson has a scholarly refutation of Pinker’s views on prehistoric war in Ferguson (2013a) and (2013b), but these are in a book yet to be published, so who knows if his criticisms have force.
Other critical reaction to Pinker’s data can be found here:
But, if we actually turn to Pinker’s book (Pinker 2011: 49, Figure 2-2; and 53, Figure 2-3), we find that the data compiled there is different from the table Ryan cites, and Pinker does not seem to have made the errors that Ryan points out.
I wish to review what Pinker says in his book about violence in stateless and state societies. The purpose of this post is summarise what Pinker actually argues in his book (not in the popular summaries of it).
First, some background. Late Pleistocene humans were stateless hunter gatherers. Later these hunter gatherers started to domesticate plants and animals, and pastoral and horticultural/agricultural populations arose. Obviously, agriculturalists tend to the sedentary, but hunter gatherers could be nomadic or sedentary (or seasonally one and then the other).
So the sequence of human societies (in a long-term historical sense) runs as follows:
Notice how (according to Pinker’s theory) it is not just hunter gatherers who supposedly had a high per capita level of death by violence, but also even stateless agricultural/pastoral populations (a point we should remember).
I list the important details of Pinker’s argument below:
I have realised that there is a lot of good discussion of this topic at Gene Callahan’s blog, where you can get a feel for the type of (mostly silly) libertarian rebuttals of Pinker:
Beckerman, S., Erickson, P. I., Yost, J., Regalado, J., Jaramillo, L., Sparks, C., Iromenga, M. and K. Long. 2009. “Life Histories, Blood Revenge, and Reproductive Success Among the Waorani of Ecuador,” Proceedings of the National Academy of Sciences of the United States of America 106.20: 8134–8139.
Bowles, Samuel. 2009. “Did Warfare among Ancestral Hunter-Gatherers affect the Evolution of Human Social Behavior?,” Science 324: 1293–1298.
Cooney, Mark. 1998. Warriors and Peacemakers: How Third Parties Shape Violence. New York University Press, New York and London.
Dennen, J. van der. 1996. The Origin of War: The Evolution of a Male-Coalitional Reproductive Strategy. Origin Press, Groningen.
Ferguson, R. Brian 2013a. “Pinker’s List: Exaggerating Prehistoric War Mortality,” in Douglas P. Fry (ed.), War, Peace, and Human Nature: The Convergence of Evolutionary and Cultural Views, Oxford University Press, New York. (forthcoming).
Ferguson, R. Brian 2013b. “The Prehistory of War and Peace in Europe and the Near East,” in Douglas P. Fry (ed.), War, Peace, and Human Nature: The Convergence of Evolutionary and Cultural Views, Oxford University Press, New York. (forthcoming).
Gat, Azar. 2006. War in Human Civilization. Oxford University Press, Oxford and New York.
Harris, Marvin. 1980. Culture, People and Nature: An Introduction to General Anthropology (3rd rev. edn.). Harper and Row.
Keeley, Lawrence H. 1996. War Before Civilization: The Myth of the Peaceful Savage. Oxford University Press, New York and Oxford.
Keeley, Lawrence H. 2001. War Before Civilization. Oxford University Press, New York and Oxford.
Lacina, Bethany and Nils Petter Gleditsch. 2005. “Monitoring Trends in Global Combat: A New Dataset of Battle Deaths,” European Journal of Population 21: 145–166.
LeBlanc, Steven A. 2003. Constant Battles: The Myth of the Noble Savage and a Peaceful Past. St. Martin’s Press, New York.
McCall, G. S. and Shields, N. 2008. “Examining the Evidence from Small-Scale Societies and Early Prehistory and Implications for Modern Theories of Aggression and Violence,” Aggression and Violent Behavior 13: 1–9.
Pinker, Steven. 2011. The Better Angels of our Nature: Why Violence has Declined. Viking, New York, NY.
Steckel, R. H. and Wallis, J. 2007. “Stones, Bones, and States: A New Approach to the Neolithic Revolution,” http://www.nber.org/confer/ 2007/daes07/steckel.pdf
Thayer, Bradley A. 2004. Darwin and International Relations: On the Evolutionary Origins of War and Ethnic Conflict. University Press of Kentucky, Lexington, KY.
Thorpe, I. J. N. 2003. “Anthropology, Archaeology, and the Origin of War,” World Archaeology 35: 145–165.
Walker, Phillip L. 2001. “A Bioarchaeological Perspective on the History of Violence,” Annual Review of Anthropology 30: 573–596.
Wrangham, Richard and Dale Peterson. 1997. Demonic Males: Apes and the Origins of Human Violence. Bloomsbury, London.
R. Brian Ferguson has a scholarly refutation of Pinker’s views on prehistoric war in Ferguson (2013a) and (2013b), but these are in a book yet to be published, so who knows if his criticisms have force.
Other critical reaction to Pinker’s data can be found here:
Christopher Ryan, “Steven Pinker’s Stinker on the Origins of War,” March 29, 2011.A damaging criticism in these articles is that Pinker’s examples of hunter gatherer per capita death rates (from Keeley 2001) are mostly from societies that are not hunter gatherers: most are partly agriculturalists and not the strict “nomadic (immediate-return) hunter-gatherers” who were “most representative of human prehistory.”
Christopher Ryan, “Pinker’s Dirty War on Prehistoric Peace,” Huffington Post, January 9, 2012.
But, if we actually turn to Pinker’s book (Pinker 2011: 49, Figure 2-2; and 53, Figure 2-3), we find that the data compiled there is different from the table Ryan cites, and Pinker does not seem to have made the errors that Ryan points out.
I wish to review what Pinker says in his book about violence in stateless and state societies. The purpose of this post is summarise what Pinker actually argues in his book (not in the popular summaries of it).
First, some background. Late Pleistocene humans were stateless hunter gatherers. Later these hunter gatherers started to domesticate plants and animals, and pastoral and horticultural/agricultural populations arose. Obviously, agriculturalists tend to the sedentary, but hunter gatherers could be nomadic or sedentary (or seasonally one and then the other).
So the sequence of human societies (in a long-term historical sense) runs as follows:
(1) stateless hunter gatherers (nomadic and/or sedentary);What is being claimed by Pinker is that as populations moved into (4) and (5) above, the per capita level of death rates by violence fell as a long-term trend.
(2) stateless agricultural/pastoral populations (the first generally sedentary), eventually leading to rural populations; at the same time hunter-horticulturalist societies also developed and persisted in some regions of the world;
(3) cities;
(4) state societies;
(5) more and more complex state societies (incorporating any or all of the above types of societies).
Notice how (according to Pinker’s theory) it is not just hunter gatherers who supposedly had a high per capita level of death by violence, but also even stateless agricultural/pastoral populations (a point we should remember).
I list the important details of Pinker’s argument below:
(1) Pinker (2011: 4) notes that “total war” (meaning war where civilians are often attacked and killed in great numbers) is simply not an invention of the 20th century. Many wars in the past have involved massacres of the male population of a community and the enslavement of the women and children. We need look no further than Homer’s Iliad and Odyssey and the Old Testament – some of the foundational cultural and religious books of Western civilisation – to see this: both texts know “total war,” and speak of it as a normal activity (Pinker 2011: 4–12). Indeed god even orders it more than once in the Old Testament (Pinker 2011: 7–8). I might add that even though the events the Bible imagines here – the conquest of Canaan and many other things down to the time of Solomon – are simply fiction (as noted by Pinker 2011: 10), it is the cultural significance of the passages that is important: they indicate that what we would call a type of “total war” was quite acceptable.Further Links
(2) Pinker (2011: 31–36) briefly sketches two historically important theories of primitive man: that of Thomas Hobbes (the “Leviathan state” theory) and of Jean-Jacques Rousseau (“noble savage” theory). Pinker comes down on the side of Hobbes, and notes how some modern anthropologists hold a view related to that of Rousseau (Pinker dubs them the “anthropologists of peace”): they think that(1) prehistoric humans were not generally inclined to kill fellow humans;Pinker rejects this, and I agree. Pinker also draws attention to an unhealthy political correctness amongst the so-called “anthropologists of peace” who have attempted to unfairly oppose research that disputes their own ideas on the origin of war and violence (Pinker 2011: 43).
(2) that war is a “recent invention”, and
(3) that fighting in indigenous pre-modern societies was largely ritualistic and often harmless (Pinker 2011: 31–36).
(3) First, human evolution and the evidence from primates does not support the ideas of the “anthropologists of peace.” Some have argued that the bonobo (Pan paniscus) was possibly like the common ancestor and that humans developed aggression and war-like tendencies subsequently. But Pinker notes the problems with this. First, bonobo non-aggression may be exaggerated, as violence has been observed in wild bonobos (Pinker 2011: 39). Secondly, even if we assume that bonobo aggression is minimal, bonobos are so anatomically different from normal chimps and other apes (through the evolutionary process of “neoteny”) that it is likely that they diverged from an animal more like the common chimps rather than the common ancestor (Pinker 2011: 39).
Now Chimpanzees are violent, and fight inter-communal wars (Pinker 2011: 37). In some chimp communities, it has been observed that more than 33% of males die by violence (Pinker 2011: 38). Violence is also observed in other primates. It is not unlikely that it was a trait in the common ancestor and was passed on to Australopithecines and early Homo species.
Prehistoric humans certainly had real motives for war: (1) struggle over and appropriation of resources or even theft; (2) what we would now call “credibility” or pre-emption: the need to demonstrate to potential enemies that there will be a price for any violence; and (3) revenge or honour (the use of violence to extract revenge for crimes or insults, real or perceived) (Pinker 2011: 46–47; 56).
(4) While Homo sapiens is anatomically 200,000 years old, behaviourally modern humans (with art, clothing, tools, and rituals) are probably about 75,000 years old.
Agriculture developed about 10,000 years ago independently in China, India, the Fertile Crescent, West Africa, Mesoamerica, and the Andes (Pinker 2011: 40).
Before this humans were all hunter gatherers, but of course the hunter gatherer lifestyle persisted for many thousands of years in some regions, and indeed up until the 20th century in some areas.
A crucial point that Pinker makes is that human societies were still stateless after the invention of agriculture, and it was some 5,000 years after the appearance of agriculture that effective states developed (Pinker 2011: 41). Therefore we should not be remotely surprised that stateless or loosely organised agricultural societies should also have high levels of violence. Even the violence of tribal sedentary societies with petty chiefdoms does not really refute Pinker’s thesis. For, quite simply, these societies are not subject to a higher “Leviathan state” that enforces laws and policies behaviour.
(5) Pinker draws on a body of work against the naïve modern anthropological successor of Rousseau’s ideas: LeBlanc (2003); van der Dennen (1996); Keeley (1996); Thayer (2004); and Wrangham and Peterson (1997).
The “anthropologists of peace” ignore the cumulative causalities of battles (not insignificant), the murderous raiding that some stateless human societies engage in, killing of non-combatants, and the other violent activities (Pinker 2011: 44).
(6) Pinker admits that the 20th century in terms of absolute numbers of violent deaths is the most bloody of any century (Pinker 2011: 47). But the linchpin of Pinker’s analysis is his contention that really it is per capita death rates by violence for a society that demonstrate how violent that society is. Certainly this is how modern social science decides such a question: we use per capita homicide rates (per 100,000) to compare one country with another.
The crucial question is: if I were a member of such-and-such a society, what would my chances be of dying a violent death in this society? For that, we need per capita death rates by violence (both war and murder).
(7) Pinker admits that war was not universal amongst foraging hunter gatherer groups, but nevertheless frequent for many, as data suggest that 65 to 70% of hunter gatherers are at war at least every 2 years (Pinker 2011: 52). Above all, we should look at the per capita death rates for hunter gatherers, hunter-horticulturalists, and other essentially stateless tribal groups, whether agricultural or pastoral populations.
Here is Pinker’s data for the proportion of deaths of the population in a number of sample societies:Percentage of Deaths in WarfareSome data on Pinker’s sources: on prehistoric violence, Pinker cites Bowles (2009); Keeley (1996); McCall and Shields 2008; Walker 2001; and Thorpe 2003.
Prehistoric Archaeological sites
Crow Creek, South Dakota, 1325 CE: 60%
Nubia, site 117, 12,000–10,000 BCE: c. 46%
Sarai Nahar Rai, India, 2140–850 BCE: c.29%
Br-Columbia, 30 sites, 3500 BCE–1674 CE: c.23%
Volos’ke, Ukraine, –7500 BCE: c. 21%
Vasiliv’ka III, Ukraine, 9000 BCE: c. 20%
Illinois, 1300 CE: 16%
Northeast Plains, 1485 CE: c. 15%
Vedbaek, Dnk., 4100 BCE: c. 13%
Bogebakken, Dnk., 4300–3800 BCE: c. 12%
Ile Teviec, France, 4600 BCE: c. 11%
Brittany, 6000 BCE: c. 8%
Ctl. California, 1400 BCE–235 CE: c. 8%
Skateholm I, Sweden, 4100 BCE: c. 7%
S. California, 28 sites, 3500 BCE–1380 CE: c. 5%
Kentucky, 2750 BCE: c. 4%
Ctl. California, 1500 BCE–1500 CE: c. 3%
Calumnata, Algeria, 6300–5300 BCE” c. 3%
Ctl. California, 2 sites, 240–1770 CE: c. 3%
Nubia, nr. site 117, 12,000–10,000 BCE: c. 3%
Gobero, Niger, 14,000–6200 BCE: 0%
Avg. 21 prehistoric archaeological sites: 15%
Hunter-gatherers
Ache, Paraguay: 30%
Murngin, Australia: c. 28%
Hiwi, Venezuela-Colombia: c. 15%
Ayoreo, Bolivia-Paraguay: c. 13%
Modoc, N. California: c. 11%
Tiwi, Australia: c. 8%
Casiguran Agta, Philippines: c. 55
Anbara, Australia: c. 4%
Avg. 8 hunter-gatherer societies: 14%
Hunter-horticulturalists & other tribal groups
Waorani, Amazon: c. 58%
Jivaro, Amazon: c. 30%
Gebusi, New Guinea: c. 29%
Montenegro, Europe: c. 23%
Yanomamo-Shamatari, Amazon: c. 18%
Mae Enga, New Guinea: c. 15%
Dugum Dani, New Guinea: c. 12%
Yanomamo-Namowei, Amazon: c. 12%
Huli, New Guinea: c. 11%
Anggor, New Guinea: c. 10%
Avg. 10 hunter-hort. & tribal groups: 24.5%
States
Ancient Mexico, before 1500 CE: 5%
World, 20th C (wars & genocides): 3%
Europe, 1900–1960: 3%
Europe 17th century: 2%
Europe & U.S., 20th century: 1%
World, 20th century (battle deaths): 0.7%
World, 2005 (battle deaths): 0.0004% (Pinker 2011: 49, Figure 2–2).
On hunter-gatherers, see Bowles (2009). On hunter-horticulturalists and other tribal groups, see Gat (2006); and Keeley (1996).
From Pinker’s data, we can see that death rates were quite high in hunter-gatherer societies, and were even higher amongst stateless hunter-horticulturalists and other tribal groups.
That might suggest that violence spiked once agriculture was invented, perhaps because sedentary agriculturalists have more to fight over.
But the clear trend is apparent once the modern state appeared: a downward trend.
(8) The 20th century saw about 40 million battle deaths (soldiers and civilians directly killed in combat). Pinker estimates that 6 billion people died in the 20th century (from all causes natural or otherwise), so that 0.7% died in battle deaths (Pinker 2011: 50).
What is more striking is that, if we include all state-based violence, such as genocides, purges, man-made famines, and other human-caused disasters, the percentage rises to 3% (Pinker 2011: 50). That is still lower than sample death rates in stateless tribal societies, whether hunter-gatherers or horticulturalists (or mixtures of the two).
(9) So what was the watershed? Pinker argues that it was the “Leviathan state.” The rise of states that incorporated many communities and that imposed law and order and peace upon the populations. But Pinker does not deny that many of these early states were socially and economically stratified, had authoritarian rulers and peace was kept with some very brutal law codes and punishments (Pinker 2011: 57). Pinker is not giving a moral endorsement to early states or all states, but is merely identifying a trend and process that they caused: reduction in violence per capita.
(10) Shifting to a calculation of deaths from war per 100,000 in 27 non-state societies, Pinker comes up with an average of 524 per 100,000 (Pinker 2011: 52).
But then we only need look at deaths from the worst and most violent states to see the difference:Average for 27 non-state societies: 524 per 100,000A good scan of the whole table can be found over at Gene Callahan’s blog.
Germany (20th century): 144 per 100,000
Soviet Union/Russia (20th century): 135 per 100,000
Japan (20th century): 27 per 100,000
United States (20th century): 3.7 per 100,000
Entire world (20th century; state-based violence)*: 60 per 100,000
* that is, war, genocide, purges, man-made famines (Pinker 2011: 53, Figure 2-3).
Finally, we can compare some data below on the worst regimes of the 20th century:Average for 27 non-state societies: 524 per 100,000There is no doubt that the Khmer Rouge and Nazi Germany stand out as outliers, the most terrible regimes of the 20th century. But what is astonishing is that even murderous tyrannies like the former Soviet Union and Communist China (in its worst days) were less violent than some non-state societies.
Khmer Rouge regime (1975-1979): 8,160 per 100,000
Nazi Germany (1939-1945, European victims): 1,008 per 100,000
Soviet Union (1917-1987): 450 per 100,000
Communist China (1949-1987): 120 per 100,000 (Cooney 1998: 58).
(11) Pinker also notes that, even if we are to assume that prehistoric hunter gatherers really had low deaths per capita from violence, that does not contradict his thesis.
For Pinker is comparing people in a state of anarchy with state-based societies (where the government has a monopoly on force or at least a significant role in keeping the peace). Those groups living in stateless societies include hunter-gatherers, hunter-horticulturalists, pastoralists, and some agricultural communities.
Pinker is not simply comparing prehistoric hunter gatherers with every other society.
(12) One important outlier in the 20th century was Cambodia under the Khmer Rouge, possibly the most murderous regime of the 20th century. It is unclear whether this is included in Pinker’s data for 20th century wars and genocides (though I would assume so). Estimates of the total number of deaths range from 1.4 to 2.2 million in a population of around 7 million, and a death toll of perhaps 20-31.42%. But let us assume an even worse upper estimate of 33%. But even that shocking death toll was exceeded by some stateless societies: e.g., the Amazon Waorani (c. 58%). Some stateless societies came close: the Amazon Jivaro (at c. 30%) and New Guinea Gebusi (c. 29%).
As a final point and matter of interest, the Amazon Waorani, a semi-nomadic group, seem to have the highest homicide rate ever seen in any modern society (Beckerman et al. 2009): some sources report that 60% of deaths were due to violence over the past century. That is pretty shocking.
I have realised that there is a lot of good discussion of this topic at Gene Callahan’s blog, where you can get a feel for the type of (mostly silly) libertarian rebuttals of Pinker:
Gene Callahan, “It Ain’t the State,” La Bocca della Verità, November 20, 2011.BIBLIOGRAPHY
Gene Callahan, “The Violence of Pre-State Warfare,” La Bocca della Verità, January 4, 2013.
Gene Callahan, “State Policies Never Work?!,” La Bocca della Verità, January 19, 2013.
Other Criticisms of Pinker:
Douglas P. Fry, “Peace in Our Time,” Bookforum.com, December/January 2012.
I have, incidentally, no idea how the author of this review knows that prehistroic humans did not suffer from “chronic warfare, torture, slavery, and exploitation.”
Beckerman, S., Erickson, P. I., Yost, J., Regalado, J., Jaramillo, L., Sparks, C., Iromenga, M. and K. Long. 2009. “Life Histories, Blood Revenge, and Reproductive Success Among the Waorani of Ecuador,” Proceedings of the National Academy of Sciences of the United States of America 106.20: 8134–8139.
Bowles, Samuel. 2009. “Did Warfare among Ancestral Hunter-Gatherers affect the Evolution of Human Social Behavior?,” Science 324: 1293–1298.
Cooney, Mark. 1998. Warriors and Peacemakers: How Third Parties Shape Violence. New York University Press, New York and London.
Dennen, J. van der. 1996. The Origin of War: The Evolution of a Male-Coalitional Reproductive Strategy. Origin Press, Groningen.
Ferguson, R. Brian 2013a. “Pinker’s List: Exaggerating Prehistoric War Mortality,” in Douglas P. Fry (ed.), War, Peace, and Human Nature: The Convergence of Evolutionary and Cultural Views, Oxford University Press, New York. (forthcoming).
Ferguson, R. Brian 2013b. “The Prehistory of War and Peace in Europe and the Near East,” in Douglas P. Fry (ed.), War, Peace, and Human Nature: The Convergence of Evolutionary and Cultural Views, Oxford University Press, New York. (forthcoming).
Gat, Azar. 2006. War in Human Civilization. Oxford University Press, Oxford and New York.
Harris, Marvin. 1980. Culture, People and Nature: An Introduction to General Anthropology (3rd rev. edn.). Harper and Row.
Keeley, Lawrence H. 1996. War Before Civilization: The Myth of the Peaceful Savage. Oxford University Press, New York and Oxford.
Keeley, Lawrence H. 2001. War Before Civilization. Oxford University Press, New York and Oxford.
Lacina, Bethany and Nils Petter Gleditsch. 2005. “Monitoring Trends in Global Combat: A New Dataset of Battle Deaths,” European Journal of Population 21: 145–166.
LeBlanc, Steven A. 2003. Constant Battles: The Myth of the Noble Savage and a Peaceful Past. St. Martin’s Press, New York.
McCall, G. S. and Shields, N. 2008. “Examining the Evidence from Small-Scale Societies and Early Prehistory and Implications for Modern Theories of Aggression and Violence,” Aggression and Violent Behavior 13: 1–9.
Pinker, Steven. 2011. The Better Angels of our Nature: Why Violence has Declined. Viking, New York, NY.
Steckel, R. H. and Wallis, J. 2007. “Stones, Bones, and States: A New Approach to the Neolithic Revolution,” http://www.nber.org/confer/ 2007/daes07/steckel.pdf
Thayer, Bradley A. 2004. Darwin and International Relations: On the Evolutionary Origins of War and Ethnic Conflict. University Press of Kentucky, Lexington, KY.
Thorpe, I. J. N. 2003. “Anthropology, Archaeology, and the Origin of War,” World Archaeology 35: 145–165.
Walker, Phillip L. 2001. “A Bioarchaeological Perspective on the History of Violence,” Annual Review of Anthropology 30: 573–596.
Wrangham, Richard and Dale Peterson. 1997. Demonic Males: Apes and the Origins of Human Violence. Bloomsbury, London.
Wednesday, February 13, 2013
Steven Pinker on the Decline in Violence in the Modern World
UPDATED
These videos are not related to economics, but are a corrective to the myth peddled by libertarians that the modern state has presided over the most violent period in human history. In fact, one would have to say that the rise of the modern state is correlated with a remarkable fall in internal violence (within states) and interstate violence (with notable short periods of regression such as 1914 to 1945).
Now obviously one should not deny the role of culture in this process. For example, there was no doubt an increasing cultural repugnance to the fighting of duels in European nations in the 19th century (except perhaps Germany), but it was the state that outlawed dueling and enforced the law, so what we always have is a two-sided process which involves states. Another crucial point is how per capita death rates in war in tribal societies in the modern era – and by induction we can assume historically – appear to have been much higher than in the modern world. The anarchic state of man in stateless societies was by no means peaceful. Even the idea of “total war” is by no means a modern development: it is merely the lack of technology the limited pre-modern societies in waging war. If Middle Ages had access to modern technology, then their wars would have been far more bloody than 20th century ones.
Also, just listening to these videos, in terms of how violent punishment and even entertainment used to be in the past (e.g., think of gladiatorial games or bear baiting), one can also say how comparatively civilised we have become in the modern world, compared to our ancestors.
And note how Pinker endorses in the first talk (admittedly amongst a number of other theories, not incompatible by any means) the Leviathan state theory: a state-based monopoly on force reduces internal violence. In his book, Pinker (2011) agrees that the “Leviathan state” of Hobbes is in fact a major factor in reduced violence.
Addendum
I wish to make two further points in reference to comments below.
(1) First, I am talking about the views of Austrian anarcho-capitalists in this post (like followers of Rothbard), not Mises or Hayek, who both defended the minimal state.
I could, for example, easily imagine that even Mises might have been willing to agree with Pinker, especially since Mises was capable of writing this:
A more damaging criticism is that Pinker’s examples of hunter gatherer per capita death rates (from Keeley 2001) are mostly from societies that are not exactly hunter gatherers: most are partly agriculturalists and not the strict “nomadic (immediate-return) hunter-gatherers” who were “most representative of human prehistory.” How Pinker responds to this, I do not know. But a look at other data about the Kung San (Bushmen) or Copper Inuit (both hunter-gatherers) does seem to indicate a high homicide rate and raiding against neighbours (Keeley 2001: 29). In South America, the Yaghan (also nomads) had a murder rate in the late 19th century 10 times that of the US (Keeley 2001: 29).
Another criticism is that “there [is] no credible evidence that war characterized human life prior to ‘civilization,’ [and] there is massive evidence that war is among the artifacts forged by civilization.”* I really doubt that. First, what about primates? There is plenty of evidence for inter-communal and interpersonal violence amongst primates. And these animals are closer to the common ancestor than we are. What the common ancestor had was most probably passed on to early humans.
For example, the chimpanzees, our closest evolutionary cousins, fight wars:
While bonobos (pygmy chimpanzees) seem to be less violent than other apes (though maybe that is exaggerated), we know bonobos are exceptional primates, and it is far better to look at multiple primate species if we want to use induction to make hypotheses about the common ancestor and hominids: when we do look, we find that violence is a well attested behaviour amongst apes (Sherrow 2012: 34).
Do we really believe that Australopithecenes and our various Hominid ancestors lived in a world where war had to be “invented”? That pre-agricultural hunter-gathers and nomads lived in some idyllic paradise imagined by Rousseau, which was then spoilt by civilisation?
I find it unlikely. That is the conclusion of H. M. Sherrow: that early hominids engaged in non-lethal and lethal violence (Sherrow 2012 34–35).
The existence of chimpanzee wars ought to make us think too! Why? The reason is that warfare
One final point: actually this finding about war does not contradict that view that early human hunter gatherer groups were also characterised by intracommunal egalitarianism, cooperation and collectivism.
Note
* For those who want a scholarly refutation of Pinker on prehistoric war, see R. Brian Ferguson, “Pinker's List: Exaggerating Prehistoric War Mortality,” and “The Prehistory of War and Peace in Europe and the Near East,” in Douglas P. Fry (ed.), War, Peace, and Human Nature: The Convergence of Evolutionary and Cultural Views, Oxford University Press, New York. 2013 (forthcoming).
Obviously, I cannot read and respond to this, because it is not yet published!
BIBLIOGRAPHY
Keeley, Lawrence H. 2001. War Before Civilization. Oxford University Press, New York and Oxford.
Mises, L. von. 2010 [1944]. Omnipotent Government: The Rise of the Total State and Total War. Yale University Press, New Haven.
Pinker, Steven. 2011. The Better Angels of our Nature: Why Violence has Declined. Viking, New York, NY.
Sherrow, H. M. 2012. “Violence Across Animals and Within Early Hominins,” in Todd K. Shackelford, Viviana A. Weekes-Shackelford (eds.), The Oxford Handbook of Evolutionary Perspectives on Violence, Homicide, and War. Oxford University Press, Oxford and New York. 23–40.
Thayer, Bradley A. 2004. Darwin and International Relations: On the Evolutionary Origins of War and Ethnic Conflict. University Press of Kentucky, Lexington, KY.
These videos are not related to economics, but are a corrective to the myth peddled by libertarians that the modern state has presided over the most violent period in human history. In fact, one would have to say that the rise of the modern state is correlated with a remarkable fall in internal violence (within states) and interstate violence (with notable short periods of regression such as 1914 to 1945).
Now obviously one should not deny the role of culture in this process. For example, there was no doubt an increasing cultural repugnance to the fighting of duels in European nations in the 19th century (except perhaps Germany), but it was the state that outlawed dueling and enforced the law, so what we always have is a two-sided process which involves states. Another crucial point is how per capita death rates in war in tribal societies in the modern era – and by induction we can assume historically – appear to have been much higher than in the modern world. The anarchic state of man in stateless societies was by no means peaceful. Even the idea of “total war” is by no means a modern development: it is merely the lack of technology the limited pre-modern societies in waging war. If Middle Ages had access to modern technology, then their wars would have been far more bloody than 20th century ones.
Also, just listening to these videos, in terms of how violent punishment and even entertainment used to be in the past (e.g., think of gladiatorial games or bear baiting), one can also say how comparatively civilised we have become in the modern world, compared to our ancestors.
And note how Pinker endorses in the first talk (admittedly amongst a number of other theories, not incompatible by any means) the Leviathan state theory: a state-based monopoly on force reduces internal violence. In his book, Pinker (2011) agrees that the “Leviathan state” of Hobbes is in fact a major factor in reduced violence.
Addendum
I wish to make two further points in reference to comments below.
(1) First, I am talking about the views of Austrian anarcho-capitalists in this post (like followers of Rothbard), not Mises or Hayek, who both defended the minimal state.
I could, for example, easily imagine that even Mises might have been willing to agree with Pinker, especially since Mises was capable of writing this:
“There are people who call government an evil, although a necessary evil. However, what is needed in order to attain a definite end must not be called an evil in the moral connotation of the term. It is a means, but not an evil. Government may even be called the most beneficial of all earthly institutions as without it no peaceful human cooperation, no civilization, and no moral life would be possible. In this sense the apostle declared that ‘the powers that be are ordained of God.’” (Mises 2010 [1944]: 48).(2) Some people cite criticisms of Pinker:
Edward S. Herman and David Peterson, “Steven Pinker on the Alleged Decline of Violence,” Zcommunications.org, December 2, 2012.To respond to some of the criticisms here, Christopher Ryan points to the allegedly peaceable bonobo as a possible example of what our common ancestor was like, but for reasons given in detail below that is unlikely.
Christopher Ryan, “Steven Pinker’s Stinker on the Origins of War,” March 29, 2011.
Christopher Ryan, “Pinker’s Dirty War on Prehistoric Peace,” Huffington Post, January 9, 2012.
A more damaging criticism is that Pinker’s examples of hunter gatherer per capita death rates (from Keeley 2001) are mostly from societies that are not exactly hunter gatherers: most are partly agriculturalists and not the strict “nomadic (immediate-return) hunter-gatherers” who were “most representative of human prehistory.” How Pinker responds to this, I do not know. But a look at other data about the Kung San (Bushmen) or Copper Inuit (both hunter-gatherers) does seem to indicate a high homicide rate and raiding against neighbours (Keeley 2001: 29). In South America, the Yaghan (also nomads) had a murder rate in the late 19th century 10 times that of the US (Keeley 2001: 29).
Another criticism is that “there [is] no credible evidence that war characterized human life prior to ‘civilization,’ [and] there is massive evidence that war is among the artifacts forged by civilization.”* I really doubt that. First, what about primates? There is plenty of evidence for inter-communal and interpersonal violence amongst primates. And these animals are closer to the common ancestor than we are. What the common ancestor had was most probably passed on to early humans.
For example, the chimpanzees, our closest evolutionary cousins, fight wars:
“In perhaps the most famous of all ethological studies, the leading authority on chimpanzee behavior, Jane Goodall, extensively observed the chimpanzees of the Gombe National Park in Tanzania and showed that aggression and warfare are part of chimpanzee behavior.A four-year war between rival chimpanzee communities! The fact that chimps wage wars and conduct violent raids on other chimps, commit murder, and annex new territory by war would suggest that this behaviour may well have been what our common primate ancestor did too. That is confirmed in this video below of Jane Goodall.
In the course of her studies, she watched not only violence associated with the struggle for dominance among males but also significant intercommunal violence, including attacks, murder, and a four-year war between rival communities.” (Thayer 2004: 165).
While bonobos (pygmy chimpanzees) seem to be less violent than other apes (though maybe that is exaggerated), we know bonobos are exceptional primates, and it is far better to look at multiple primate species if we want to use induction to make hypotheses about the common ancestor and hominids: when we do look, we find that violence is a well attested behaviour amongst apes (Sherrow 2012: 34).
Do we really believe that Australopithecenes and our various Hominid ancestors lived in a world where war had to be “invented”? That pre-agricultural hunter-gathers and nomads lived in some idyllic paradise imagined by Rousseau, which was then spoilt by civilisation?
I find it unlikely. That is the conclusion of H. M. Sherrow: that early hominids engaged in non-lethal and lethal violence (Sherrow 2012 34–35).
The existence of chimpanzee wars ought to make us think too! Why? The reason is that warfare
“among human groups that still live by hunting and gathering resembles chimp warfare in several ways. Foragers emphasize raids and ambushes in which few people are killed, yet casualties can mount up with incessant skirmishes. Dr. Wrangham [a chimp expert at Harvard] argues that chimps and humans have both inherited a propensity for aggressive territoriality from a chimplike ancestor.”It is only one step from here to tribes of stateless homo sapiens and their wars where death tolls can build up quickly – and so to the high per capita death rates from violence Pinker argues probably existed in such societies.
One final point: actually this finding about war does not contradict that view that early human hunter gatherer groups were also characterised by intracommunal egalitarianism, cooperation and collectivism.
Note
* For those who want a scholarly refutation of Pinker on prehistoric war, see R. Brian Ferguson, “Pinker's List: Exaggerating Prehistoric War Mortality,” and “The Prehistory of War and Peace in Europe and the Near East,” in Douglas P. Fry (ed.), War, Peace, and Human Nature: The Convergence of Evolutionary and Cultural Views, Oxford University Press, New York. 2013 (forthcoming).
Obviously, I cannot read and respond to this, because it is not yet published!
BIBLIOGRAPHY
Keeley, Lawrence H. 2001. War Before Civilization. Oxford University Press, New York and Oxford.
Mises, L. von. 2010 [1944]. Omnipotent Government: The Rise of the Total State and Total War. Yale University Press, New Haven.
Pinker, Steven. 2011. The Better Angels of our Nature: Why Violence has Declined. Viking, New York, NY.
Sherrow, H. M. 2012. “Violence Across Animals and Within Early Hominins,” in Todd K. Shackelford, Viviana A. Weekes-Shackelford (eds.), The Oxford Handbook of Evolutionary Perspectives on Violence, Homicide, and War. Oxford University Press, Oxford and New York. 23–40.
Thayer, Bradley A. 2004. Darwin and International Relations: On the Evolutionary Origins of War and Ethnic Conflict. University Press of Kentucky, Lexington, KY.
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